Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF12 Chair of the Remuneration Committee (since 16 Aug 2021)
  • Jane Smith Financial Planning Limited (no longer approved here)

    FRN 212859

    • CF1 Director (3 Jun 2016 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 1 Dec 2010)
    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Dec 2010)
    • CF21 Investment Adviser (29 Aug 2002 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (29 Aug 2002 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (29 Aug 2002 to 31 Jul 2007)
    • CF8 Apportionment and Oversight (29 Aug 2002 to 31 Mar 2009)
    • CF10 Compliance Oversight (29 Aug 2002 to 31 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.