Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 26 Feb 2024)
    • [FCA CF] Functions requiring qualifications (since 26 Feb 2024)
    • Appointed representative dealing with clients for which they require qualification (9 Nov 2020 to 1 Nov 2023)
    • CF30 Customer (9 Nov 2020 to 24 Sep 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Nov 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Nov 2023)
  • Springgen Advice Ltd (no longer approved here)

    FRN 928966

    • (2)Employed By (9 Nov 2020 to 24 Sep 2025)
  • Futura Investments Limited (no longer approved here)

    FRN 604923

    • CF30 Customer (1 Feb 2016 to 27 Oct 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.