Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 3 Dec 2008)
    • CF21 Investment Adviser (20 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Jan 2007 to 20 Jun 2007)
    • CF4 Partner (2 Jan 2007 to 8 Dec 2019)
  • Phoenix Life Limited (no longer approved here)

    FRN 110418

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Oct 2002)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.