Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (16 Apr 2025 to 31 Oct 2025)
- [FCA CF] Functions requiring qualifications (16 Apr 2025 to 31 Oct 2025)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Apr 2025)
- CF30 Customer (4 Nov 2016 to 16 Apr 2025)
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- CF30 Customer (16 Oct 2013 to 16 Aug 2016)
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- CF30 Customer (11 Apr 2008 to 11 Nov 2012)
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- CF30 Customer (1 Nov 2007 to 20 Jun 2008)
- CF21 Investment Adviser (15 Feb 2006 to 31 Oct 2007)
- CF27 Investment Management (10 Apr 2002 to 30 Aug 2002)
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- CF22 Investment Adviser (Trainee) (22 Dec 2004 to 18 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.