Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Manager of certification employee (since 24 Jul 2025)
- [FCA CF] Client dealing (since 16 Jan 2025)
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- [FCA CF] Client dealing (15 Sep 2021 to 8 Jan 2025)
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- [FCA CF] Material risk taker (9 May 2017 to 28 May 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 28 May 2021)
- CF30 Customer (5 May 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.