Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 27 Feb 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 27 Feb 2019)
    • CF30 Customer (4 Feb 2014 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 20 Nov 2009)
    • CF21 Investment Adviser (1 Apr 2003 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 20 Nov 2009)
    • CF21 Investment Adviser (1 Apr 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.