Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 8 Aug 2022)
    • [FCA CF] Client dealing (since 7 Sep 2016)
    • [FCA CF] Manager of certification employee (since 7 Sep 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 21 Nov 2011)
    • CF21 Investment Adviser (7 Apr 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Oct 2003 to 7 Apr 2005)
    • [FCA CF] Significant management (since 8 Aug 2022)
    • [FCA CF] Manager of certification employee (since 7 Sep 2016)
    • [FCA CF] Client dealing (since 7 Sep 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.