Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (32)Employed By (since 16 Dec 2022)
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 12 Apr 2021)
    • Appointed representative dealing with clients for which they require qualification (since 30 Mar 2021)
    • Appointed representative dealing with clients for which they require qualification (17 Jan 2020 to 23 Dec 2020)
    • CF30 Customer (8 Jan 2020 to 30 Dec 2020)
  • Carrick Global Wealth Ltd (no longer approved here)

    FRN 942752

    • Employed By (12 Apr 2021 to 16 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

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