Jan Mroczkowski

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TT International Investment Management LLP
FRN 599295
- [FCA CF] Client dealing (since 27 Mar 2024)
- [FCA CF] Material risk taker (27 May 2024 to 31 Dec 2024)
TT International Asset Management LTD
FRN 915787
- [FCA CF] Client dealing (since 27 Mar 2024)
- [FCA CF] Material risk taker (27 May 2024 to 31 Dec 2024)
Horizon Holding International LLP (no longer approved here)
FRN 504209
- [FCA CF] Material risk taker (9 Dec 2019 to 16 May 2025)
- CF30 Customer (12 Nov 2018 to 8 Dec 2019)
TriSpan LLP (no longer approved here)
FRN 698270
- CF4 Partner (1 Jan 2018 to 20 Apr 2018)
- CF30 Customer (11 Apr 2016 to 20 Apr 2018)
CAPSTONE INVESTMENT ADVISORS (UK), LLP (no longer approved here)
FRN 473282
- CF30 Customer (30 Sep 2014 to 2 Dec 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.