Jan Lloyd

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

RBA Wealth Management Ltd
FRN 484787
- (3)Employed By (since 24 Jun 2025)
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 17 Feb 2022)
- CF30 Customer (since 3 Feb 2022)
- CF1 Director (AR) (3 Feb 2022 to 14 Dec 2022)
M&G ADVICE PARTNERS LIMITED (no longer approved here)
FRN 584256
- [FCA CF] Client dealing (13 Aug 2020 to 14 Feb 2021)
- [FCA CF] Functions requiring qualifications (13 Aug 2020 to 14 Feb 2021)
- CF30 Customer (30 Oct 2017 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.