Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Managing a material risk taker (since 16 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 6 Apr 2021)
    • [FCA CF] Manager of certification employee (since 10 Nov 2020)
    • [FCA CF] Client dealing (since 15 Oct 2020)
    • [PRA CF] Managing a material risk taker (since 16 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 6 Apr 2021)
    • [FCA CF] Manager of certification employee (since 15 Jan 2021)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (26 Nov 2009 to 14 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.