Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Matrix Partnership Management LLP (no longer approved here)

    FRN 602567

    • SMF16 Compliance Oversight (9 Dec 2019 to 26 Jun 2022)
    • SMF27 Partner (9 Dec 2019 to 26 Jun 2022)
    • CF30 Customer (19 Jan 2018 to 8 Dec 2019)
    • CF4 Partner (15 Apr 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Apr 2014 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (2 Dec 2003 to 7 Apr 2004)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (28 Oct 2002 to 7 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

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