Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (9 Dec 2019 to 26 Jun 2022)
- SMF27 Partner (9 Dec 2019 to 26 Jun 2022)
- CF30 Customer (19 Jan 2018 to 8 Dec 2019)
- CF4 Partner (15 Apr 2014 to 8 Dec 2019)
- CF10 Compliance Oversight (15 Apr 2014 to 8 Dec 2019)
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- CF21 Investment Adviser (2 Dec 2003 to 7 Apr 2004)
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- CF21 Investment Adviser (28 Oct 2002 to 7 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.