Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Marshall Wace LLP (no longer approved here)

    FRN 228531

    • [FCA CF] Client dealing (12 Jun 2024 to 23 Apr 2025)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • [FCA CF] Client dealing (9 Dec 2019 to 13 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 13 Dec 2019)
    • CF30 Customer (5 Apr 2018 to 8 Dec 2019)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • [FCA CF] Client dealing (9 Dec 2019 to 13 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 13 Dec 2019)
    • CF30 Customer (25 Aug 2015 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (13 Apr 2011 to 13 Apr 2011)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (13 Apr 2011 to 1 Jan 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.