Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ashmore Investment Management Limited (no longer approved here)

    FRN 185402

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Oct 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 27 Oct 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 Oct 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (25 May 2005 to 31 Oct 2007)
  • Ashmore Investment Advisors Limited (no longer approved here)

    FRN 611412

    • [FCA CF] Significant management (9 Dec 2019 to 27 Oct 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 Oct 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Oct 2021)
    • CF30 Customer (18 Jul 2014 to 8 Dec 2019)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.