Jamil Hassan Farooqi

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • [FCA CF] Client dealing (13 Jul 2020 to 21 Jul 2021)
    • [FCA CF] Manager of certification employee (13 Jul 2020 to 21 Jul 2021)
    • CF30 Customer (12 May 2010 to 8 Dec 2019)
  • M&G Alternatives Investment Management Limited (no longer approved here)

    FRN 122011

    • [FCA CF] Manager of certification employee (13 Jul 2020 to 21 Jul 2021)
    • [FCA CF] Client dealing (13 Jul 2020 to 21 Jul 2021)
    • CF30 Customer (26 Feb 2014 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 15 Mar 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 15 Mar 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.