Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • CF30 Customer (1 Nov 2007 to 15 May 2009)
    • CF21 Investment Adviser (30 Oct 2007 to 31 Oct 2007)
    • CF26 Customer Trading (30 Oct 2007 to 31 Oct 2007)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (2 Jun 2003 to 23 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.