Jamie Watson Allan

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JWA Financial Planning Ltd

    FRN 798772

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 10 Dec 2019)
    • [FCA CF] Client dealing (since 10 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 1 Jun 2018)
    • [PRA CF] Key function holder (10 Dec 2019 to 11 Dec 2019)
    • [FCA CF] Significant management (10 Dec 2019 to 11 Dec 2019)
    • CF10 Compliance Oversight (1 Jun 2018 to 8 Dec 2019)
    • CF1 Director (1 Jun 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jun 2018 to 8 Dec 2019)
    • CF30 Customer (1 Jun 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Jun 2018 to 30 Sep 2018)
  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • CF30 Customer (31 Mar 2017 to 30 May 2018)
    • CF1 Director (AR) (31 Mar 2017 to 30 May 2018)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (2 Apr 2012 to 31 Oct 2013)
  • Abram Partnership Ltd (no longer approved here)

    FRN 501657

    • (3)Employed By (16 Nov 2010 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (15 Apr 2009 to 1 Apr 2012)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Abram Partnership Ltd

  2. controlled function added: (3)Employed By at Abram Partnership Ltd