Jamie Trevor Pond

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Jamie Pond
FRN 1025309
- (1)Employed By (since 7 Feb 2025)
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 22 Nov 2021)
- CF30 Customer (since 26 Aug 2021)
Highfield Wealth (no longer approved here)
FRN 515803
- (1)Employed By (26 Aug 2021 to 6 Mar 2025)

Updates to this individual's record on the FCA register.

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A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.