Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TRULY INDEPENDENT LTD
FRN 513655
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 3 Jan 2024)
- [FCA CF] Functions requiring qualifications (since 3 Jan 2024)
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- Appointed representative dealing with clients for which they require qualification (4 Jan 2022 to 29 Dec 2023)
- CF30 Customer (17 Nov 2021 to 29 Dec 2023)
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- (2)Employed By (17 Nov 2021 to 29 Dec 2023)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Alexanders Wealth Management Ltd
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controlled function added: (2)Employed By at Alexanders Wealth Management Ltd