Jamie Stewart Rice

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Martin John Haines

    FRN 209724

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Nov 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2021)
  • Fidelius Ltd (no longer approved here)

    FRN 188615

    • CF30 Customer (16 Dec 2020 to 12 May 2021)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • CF30 Customer (17 Mar 2017 to 30 Aug 2019)
  • Zen Wealth LLP (no longer approved here)

    FRN 586389

    • Employed By (17 Mar 2017 to 30 Aug 2019)

Recent activity

Updates to this individual's record on the FCA register.

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