Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Red Star Financial Management Ltd
FRN 831588
- SMF29 Limited scope function (limited scope SMCR firms only) (since 15 Apr 2020)
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Red Star Financial Services Ltd
FRN 669592
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsibility for MCD Intermediation (since 25 Mar 2019)
- Responsible for Insurance Distribution (since 25 Mar 2019)
- CF10 Compliance Oversight (25 Mar 2019 to 8 Dec 2019)
- CF8 Apportionment and Oversight (15 Jul 2016 to 8 Dec 2019)
- CF1 Director (15 Jul 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (15 Jul 2016 to 8 Dec 2019)
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- CF1 Director (AR) (7 Sep 2015 to 10 Sep 2021)
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- CF1 Director (AR) (7 Sep 2015 to 10 Sep 2021)
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- CF1 Director (AR) (23 Jul 2015 to 1 Oct 2019)
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- Employed By (23 Jul 2015 to 10 Sep 2021)
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- CF1 Director (AR) (9 Oct 2014 to 9 Dec 2014)
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- CF1 Director (AR) (22 Oct 2013 to 14 Aug 2014)
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- CF1 Director (AR) (1 Jul 2013 to 24 Oct 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.