Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF30 Customer (16 Apr 2019 to 8 Dec 2019)
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- CF30 Customer (25 Feb 2014 to 13 Mar 2019)
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- CF30 Customer (10 Sep 2012 to 21 Jun 2013)
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- CF30 Customer (1 Nov 2007 to 21 May 2010)
- CF21 Investment Adviser (22 Aug 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (28 Jan 2004 to 22 Aug 2006)
- CF27 Investment Management (1 Dec 2001 to 24 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.