Jamie Northcott

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 15 Jan 2008)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (3 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (31 Jul 2006 to 3 Apr 2007)
    • CF4 Partner (AR) (31 Jul 2006 to 15 Jan 2008)
  • Quilter Mortgage Planning Limited

    FRN 440718

    • CF1 Director (AR) (since 15 Jan 2008)
    • CF4 Partner (AR) (31 Jul 2006 to 15 Jan 2008)
  • Face 2 Face Financial Services South West Limited

    FRN 455145

    • (2)Employed By (since 31 Jul 2006)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF21 Investment Adviser (1 Jun 2005 to 31 Jul 2006)
    • CF4 Partner (AR) (1 Jun 2005 to 1 Jun 2006)
  • E & J Finance Limited (no longer approved here)

    FRN 221257

    • (8)Employed By (19 Dec 2002 to 31 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

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