Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 17 Apr 2019)
- CF30 Customer (since 21 Mar 2018)
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Jamie MacLeod Wealth Management Ltd
FRN 840159
- (1)Employed By (since 17 Apr 2019)
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- CF30 Customer (13 Aug 2010 to 5 Jul 2011)
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- CF30 Customer (20 Jan 2010 to 7 Jul 2010)
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- Employed By (20 Jan 2010 to 7 Jul 2010)
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- CF30 Customer (9 Oct 2008 to 31 Dec 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.