Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)

    FRN 119368

    • CF30 Customer (1 Nov 2007 to 31 Jan 2009)
    • CF27 Investment Management (18 Dec 2003 to 31 Oct 2007)
  • Commonwealth Bank of Australia (no longer approved here)

    FRN 139185

    • CF21 Investment Adviser (21 Jul 2003 to 22 Oct 2003)
    • CF26 Customer Trading (1 Dec 2001 to 21 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.