Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Heronsgate Capital LLP
FRN 933757
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 4 Apr 2021)
- [FCA CF] Functions requiring qualifications (since 4 Apr 2021)
- [FCA CF] Material risk taker (4 Apr 2021 to 8 Jun 2023)
Recent activity
Updates to this individual's record on the FCA register.
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