Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Natixis

    FRN 206092

    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 5 Mar 2021)
    • CF30 Customer (7 Feb 2012 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (25 Aug 2009 to 8 Nov 2011)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (17 Jun 2009 to 14 Aug 2009)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 14 Aug 2009)
    • CF26 Customer Trading (17 Sep 2007 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (27 Sep 2002 to 8 Feb 2005)
    • CF26 Customer Trading (1 Dec 2001 to 27 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

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