Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Employed By (since 5 Mar 2020)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 11 Apr 2018)
    • CF30 Customer (since 21 Jan 2015)
  • Atherton & Associates Wealth Management Ltd (no longer approved here)

    FRN 481858

    • Employed By (15 Jan 2015 to 1 May 2020)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (26 Sep 2012 to 22 Dec 2014)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (7 Jul 2009 to 30 Aug 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 12 Jun 2009)
    • CF22 Investment Adviser (Trainee) (28 Dec 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.