Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Atherton & Associates Wealth Management Ltd
FRN 922040
- Employed By (since 5 Mar 2020)
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 21. Advising or arranging (bringing about) equity release transactions
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 11 Apr 2018)
- CF30 Customer (since 21 Jan 2015)
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- Employed By (15 Jan 2015 to 1 May 2020)
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- CF30 Customer (26 Sep 2012 to 22 Dec 2014)
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- CF30 Customer (7 Jul 2009 to 30 Aug 2012)
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- CF30 Customer (1 Nov 2007 to 12 Jun 2009)
- CF22 Investment Adviser (Trainee) (28 Dec 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.