Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Celtic Financial Planning Ltd
FRN 809204
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 31 Oct 2022)
- [FCA CF] Client dealing (since 31 Oct 2022)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Oct 2022)
- CF30 Customer (7 Aug 2015 to 31 Mar 2016)
-
- (81)Employed By (7 Jun 2016 to 17 Oct 2022)
-
- CF30 Customer (4 Jan 2011 to 1 Aug 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.