Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 31 Oct 2022)
    • [FCA CF] Client dealing (since 31 Oct 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Oct 2022)
    • CF30 Customer (7 Aug 2015 to 31 Mar 2016)
  • Quilter Private Client Advisers Limited (no longer approved here)

    FRN 227836

    • (81)Employed By (7 Jun 2016 to 17 Oct 2022)
  • Atomos Financial Planning Limited (no longer approved here)

    FRN 193503

    • CF30 Customer (4 Jan 2011 to 1 Aug 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.