Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HT Finance Ltd

    FRN 821383

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (7 Nov 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Nov 2018 to 8 Dec 2019)
  • Dragon Brokers Limited (no longer approved here)

    FRN 599430

    • CF1 Director (AR) (10 Feb 2022 to 8 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.