Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • SMF16 Compliance Oversight (since 18 May 2023)
    • SMF3 Executive Director (since 12 Mar 2020)
    • [FCA CF] Functions requiring qualifications (since 12 Mar 2020)
    • [FCA CF] Manager of certification employee (since 12 Mar 2020)
    • [FCA CF] Significant management (since 12 Mar 2020)
    • Responsibility for MCD Intermediation (since 12 Mar 2020)
    • Responsible for Insurance Distribution (since 12 Mar 2020)
  • HL Partnership Limited (no longer approved here)

    FRN 303397

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Feb 2021)

Recent activity

Updates to this individual's record on the FCA register.

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