Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Notebook Money Limited
FRN 919511
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- SMF16 Compliance Oversight (since 18 May 2023)
- SMF3 Executive Director (since 12 Mar 2020)
- [FCA CF] Functions requiring qualifications (since 12 Mar 2020)
- [FCA CF] Manager of certification employee (since 12 Mar 2020)
- [FCA CF] Significant management (since 12 Mar 2020)
- Responsibility for MCD Intermediation (since 12 Mar 2020)
- Responsible for Insurance Distribution (since 12 Mar 2020)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Feb 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.