Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Compass Business Finance Limited
FRN 619678
- [PRA CF] Key function holder (since 10 Dec 2019)
- [FCA CF] Client dealing (since 10 Dec 2019)
- [FCA CF] Significant management (since 10 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (19 Feb 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (19 Feb 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (15 Feb 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.