Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Tamsel (UK) Limited
FRN 515793
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 24 Aug 2022)
- [FCA CF] Client dealing (since 16 Mar 2022)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF1 Director (19 Sep 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (21 Oct 2013 to 8 Dec 2019)
- CF10 Compliance Oversight (21 Oct 2013 to 8 Dec 2019)
- CF30 Customer (11 Jun 2010 to 8 Dec 2019)
-
- CF30 Customer (1 Feb 2008 to 7 Aug 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.