Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hoyl Independent Advisers Ltd (no longer approved here)

    FRN 433927

    • [FCA CF] Functions requiring qualifications (15 Oct 2021 to 16 Oct 2021)
    • [FCA CF] Client dealing (15 Oct 2021 to 16 Oct 2021)
    • Appointed representative dealing with clients for which they require qualification (15 Oct 2021 to 16 Oct 2021)
  • Uniec Prestige Ltd (no longer approved here)

    FRN 544324

    • Employed By (29 Jan 2020 to 20 Oct 2021)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (10 Jan 2020 to 20 Oct 2021)
    • CF30 Customer (10 Jan 2020 to 20 Oct 2021)
  • Create Financial Management LLP (no longer approved here)

    FRN 229237

    • Employed By (10 Jan 2020 to 20 Oct 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (8 Dec 2016 to 5 Jun 2019)
    • CF1 Director (AR) (8 Dec 2016 to 5 Jun 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 15 Dec 2007)
    • CF22 Investment Adviser (Trainee) (19 Jun 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.