James Woolf

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- [FCA CF] Manager of certification employee (30 May 2018 to 11 Jun 2021)
- [FCA CF] Client dealing (7 Sep 2016 to 14 Apr 2023)
- CF30 Customer (17 Aug 2009 to 6 Mar 2016)
Cheyne Capital Management (UK) LLP (no longer approved here)
FRN 456864
- CF30 Customer (17 Jul 2008 to 31 Mar 2009)
- CF4 Partner (17 Jul 2008 to 31 Mar 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.