James Winston Collings

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Evelyn Partners Asset Management Limited (no longer approved here)
FRN 223074
- CF11 Money Laundering Reporting (10 May 2016 to 2 Aug 2016)
- CF10 Compliance Oversight (10 May 2016 to 2 Aug 2016)
Evelyn Partners Securities (no longer approved here)
FRN 124255
- CF10 Compliance Oversight (25 Feb 2015 to 2 Aug 2016)
- CF11 Money Laundering Reporting (25 Feb 2015 to 2 Aug 2016)
Evelyn Partners Investment Management Services Limited (no longer approved here)
FRN 165169
- CF10 Compliance Oversight (25 Feb 2015 to 2 Aug 2016)
- CF11 Money Laundering Reporting (25 Feb 2015 to 2 Aug 2016)
SCHRODER & CO. LIMITED (no longer approved here)
FRN 144206
- CF10a CASS Oversight function (1 Oct 2011 to 6 Dec 2012)
- CF1 Director (1 Sep 2010 to 10 Dec 2012)
- CF10 Compliance Oversight (11 May 2004 to 8 Jan 2013)
- CF11 Money Laundering Reporting (11 May 2004 to 9 Jul 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.