James Winston Carter

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Independent James Limited

    FRN 826603

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 13 May 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Apr 2019)
    • Responsibility for MCD Intermediation (since 1 Apr 2019)
    • CF1 Director (1 Apr 2019 to 8 Dec 2019)
  • John Blackwood (no longer approved here)

    FRN 192250

    • (2)Employed By (14 Jan 2004 to 22 Dec 2006)

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Updates to this individual's record on the FCA register.

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