James Wilson

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

James Wilson
FRN 613349
- (1)Employed By (since 4 Jun 2024)
- (1)Employed By (28 Jan 2014 to 10 Jul 2015)
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 28 Jan 2014)
Financial Lifestyle Management Ltd (no longer approved here)
FRN 433338
- (18)Employed By (4 Jan 2019 to 11 Sep 2024)
David Allard (no longer approved here)
FRN 401676
- Employed By (3 Jul 2015 to 6 Jun 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.