James Wilson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited

    FRN 114031

    • [FCA CF] Manager of certification employee (since 13 Nov 2024)
    • [FCA CF] Client dealing (since 23 Mar 2022)
  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Manager of certification employee (since 13 Nov 2024)
    • [FCA CF] Material risk taker (since 23 Oct 2019)
    • [FCA CF] Client dealing (since 6 Aug 2019)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Manager of certification employee (since 13 Nov 2024)
    • [FCA CF] Material risk taker (since 23 Oct 2019)
    • [FCA CF] Client dealing (since 6 Aug 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (5 Mar 2019 to 20 May 2019)
    • [FCA CF] Client dealing (31 Jul 2018 to 20 May 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (31 Oct 2008 to 22 Jun 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.