James Wills

Last updated
6 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Advies Private Clients LLP

    FRN 937655

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 12 Apr 2021)
    • Responsible for Insurance Distribution (since 12 Apr 2021)
    • SMF27 Partner (since 12 Apr 2021)
    • [FCA CF] Client dealing (since 12 Apr 2021)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Apr 2021)
    • CF30 Customer (1 Nov 2013 to 9 Apr 2021)
    • CF4 Partner (AR) (1 Nov 2013 to 9 Apr 2021)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF4 Partner (AR) (1 Nov 2013 to 9 Apr 2021)
  • Advies Private Clients LLP (no longer approved here)

    FRN 608366

    • Employed By (1 Nov 2013 to 9 Apr 2021)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF21 Investment Adviser (1 Jun 2005 to 3 May 2006)
  • One Financial Planning Ltd (no longer approved here)

    FRN 191206

    • (64)Employed By (27 May 2004 to 3 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (64)Employed By at One Financial Planning Ltd