James William Ward

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Innisfree Limited (no longer approved here)

    FRN 176485

    • CF10a CASS Oversight function (1 Oct 2011 to 28 Feb 2017)
    • CF28 Systems and controls (31 Oct 2008 to 28 Feb 2017)
    • CF11 Money Laundering Reporting (25 Sep 2008 to 28 Feb 2017)
    • CF10 Compliance Oversight (25 Sep 2008 to 28 Feb 2017)
    • CF1 Director (7 Dec 2007 to 28 Feb 2017)
    • CF30 Customer (1 Nov 2007 to 28 Feb 2017)
    • CF27 Investment Management (17 Jan 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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