James William Studds

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EXCALIBER ASSOCIATES LIMITED

    FRN 476748

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Aug 2022)
    • [FCA CF] Functions requiring qualifications (since 2 Dec 2020)
    • Appointed representative dealing with clients for which they require qualification (2 Dec 2020 to 9 Aug 2022)
    • CF30 Customer (21 Nov 2016 to 9 Aug 2022)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF22 Investment Adviser (Trainee) (27 Dec 2006 to 20 Sep 2007)
  • James Studds (3215) (no longer approved here)

    FRN 207692

    • (2)Employed By (23 Jan 2003 to 30 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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