James William King

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G Investment Management Limited

    FRN 119328

    • [FCA CF] Manager of certification employee (since 7 Jul 2020)
    • [FCA CF] Material risk taker (since 7 Jul 2020)
    • [FCA CF] Client dealing (since 7 Jul 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (20 May 2003 to 31 Oct 2007)
  • M&G Alternatives Investment Management Limited

    FRN 122011

    • [FCA CF] Manager of certification employee (since 7 Jul 2020)
    • [FCA CF] Client dealing (since 7 Jul 2020)
    • [FCA CF] Material risk taker (7 Jul 2020 to 1 Mar 2024)
    • CF30 Customer (5 Mar 2014 to 8 Dec 2019)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 2 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.