Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 11 Apr 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (19 Mar 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (30 Oct 2002 to 31 Oct 2007)
  • Johnsen Asset Management (no longer approved here)

    FRN 219917

    • (1)Employed By (30 Oct 2002 to 29 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

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