James William John Reid

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG

    FRN 150018

    • SMF22 Other Local Responsibility (since 22 Sep 2023)
    • [FCA CF] Significant management (27 Jul 2023 to 22 Sep 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 22 Sep 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 22 Sep 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 22 Sep 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (27 Sep 2004 to 31 Oct 2007)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (1 Dec 2001 to 14 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.