James William Hatton Russell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 11 Jun 2025)
Red Kite Financial Solutions Limited (no longer approved here)
FRN 774584
- [FCA CF] Functions requiring qualifications (4 Jan 2024 to 1 Oct 2025)
- SMF3 Executive Director (17 Mar 2021 to 31 Dec 2023)
- Responsible for Insurance Distribution (17 Mar 2021 to 31 Dec 2023)
- Responsibility for MCD Intermediation (17 Mar 2021 to 31 Dec 2023)
- SMF16 Compliance Oversight (17 Mar 2021 to 31 Dec 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.