James William Hammond

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IM GLOBAL PARTNER UK LTD (no longer approved here)

    FRN 927232

    • SMF1 Chief Executive (15 Dec 2023 to 18 Oct 2024)
    • SMF3 Executive Director (29 Sep 2021 to 18 Oct 2024)
  • AllianceBernstein Limited (no longer approved here)

    FRN 147956

    • SMF9 Chair of the Governing Body (19 Feb 2020 to 22 Jan 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 22 Jan 2021)
    • SMF3 Executive Director (9 Dec 2019 to 22 Jan 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 22 Jan 2021)
    • CF1 Director (16 Feb 2016 to 8 Dec 2019)
    • CF3 Chief Executive (16 Feb 2016 to 8 Dec 2019)
  • Franklin Templeton Fund Management Limited (no longer approved here)

    FRN 122222

    • CF1 Director (27 Jan 2011 to 21 Dec 2015)
    • CF3 Chief Executive (27 Jan 2011 to 21 Dec 2015)
  • Franklin Templeton Investment Management Limited (no longer approved here)

    FRN 121779

    • CF3 Chief Executive (8 Oct 2008 to 21 Dec 2015)
    • CF1 Director (1 Nov 2006 to 21 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.