Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 16 May 2016)
- CF30 Customer (since 14 Mar 2013)
-
J G Wealth Ltd
FRN 744733
- (1)Employed By (since 25 Apr 2016)
-
- (10)Employed By (14 Mar 2013 to 25 Apr 2016)
-
- CF30 Customer (2 Feb 2009 to 31 Aug 2011)
- CF22 Investment Adviser (Trainee) (26 Oct 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.