James William Burdett

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Finex LLP
FRN 507537
- CF1 Director (AR) (since 30 Oct 2023)
- CF30 Customer (since 30 Oct 2023)
- [FCA CF] Client dealing (since 30 Oct 2023)
OVATA MANAGEMENT LIMITED
FRN 1003734
- (2)Employed By (since 30 Oct 2023)
Mirabella Financial Services LLP (no longer approved here)
FRN 415559
- CF30 Customer (12 Jan 2015 to 11 Jul 2015)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (31 Jul 2013 to 20 Oct 2014)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (31 Jul 2013 to 20 Oct 2014)
- CF26 Customer Trading (1 Dec 2001 to 8 Mar 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.