James William Arnold Wagg

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Anglian Wealth Management

    FRN 499227

    • (3)Employed By (since 12 Mar 2026)
  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (17 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Jun 2007 to 17 Oct 2007)
  • James Wagg (no longer approved here)

    FRN 469129

    • (3)Employed By (4 Jul 2007 to 25 Mar 2026)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (28 Feb 2005 to 4 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.